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    A microenterprise, a small or medium-sized enterprise (business) as defined in EU Recommendation 2003/361. To qualify as an SME for EU funding, an enterprise must meet certain conditions, including (a) fewer than 250 employees and (b) an annual turnover not exceeding EUR 50 million and/or an annual balance sheet total not exceeding EUR 43 million. These ceilings apply only to the figures for individual companies.

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Deadline expired

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Call key data

Behavioural change and governance for systemic transformations towards climate resilience

Funding Program

Horizon Europe - Cluster 5 - Destination 1: Climate sciences and responses for the transformation towards climate neutrality

Call number

HORIZON-CL5-2023-D1-01-09

deadlines

Opening
13.12.2022

Deadline
18.04.2023 17:00

Funding rate

100%

Call budget

€ 8,000,000.00

Estimated EU contribution per project

€ 4,000,000.00

Link to the call

ec.europa.eu

Link to the submission

ec.europa.eu

Call content

Call objectives

No matter how successful our efforts to mitigate further climate change will be, some impacts are or will be unavoidable in the future and we will have to adapt to a warmer world. The question is on what terms this adaptation will take place. With the new Strategy on Adaptation to Climate Change and the recently launched Mission on Adaptation to Climate Change on this issue, Europe has set out that the direction of this change will be systemic transformations towards climate neutrality and resilience, by 2050.

As nations, regions, cities and local communities are now developing their vision and pathways towards climate neutrality and resilience, increased importance is given to the role of behavioural change, and governance and organisational innovation in achieving the systemic transformations needed to regain resilience in a harsher climate future to events and hazards potentially attributable to climate change.

The objectives of this topic are to reach a better understanding on behavioural change and on how it could be scaled up and connected to the governance of the various drivers of and/or barriers to climate-friendly/climate-resilient behaviour (including EU, national and local policies) to reach the goal of climate neutrality and resilience by 2050.

The role of individual or community behavioural change in this societal transformation is to be approached as embedded in changes of informational, political, economic and technological systems. Shifts from individual values and community behaviour need to be seen as integrated with societal changes in governance, implying a combination of cultural changes and shifting social norms, alongside interventions by institutions and through the market, communications and media.

Within this scope, projects are requested to enhance the understanding of:

  • Social tipping points and leverage points in climate adaptation: to better understand the social acceptability of non-adaptive behaviours or how new adaptive behaviour would become widespread (social tipping points); to better understand how a small shift in one part of a system would generate changes across the system as a whole (leverage points); to better understand how various systems’ leverage points may eventually lead to deliberate transformative tipping points; to understand how increasingly serious threats or consequences of climate change lead to changes of individual and social perceptions and behaviours, and how it leads to changes in local adaptation policies, new social organisation forms and actions. This should also include analysis of incentives and barriers to behavioural change in different spheres of the population (according to gender, social conditions, educational level, etc.).
  • Features of good governance for systemic transformations to climate resilience: to better understand features and structures of governance and institutions to ensure economically, socially and environmentally just transformations appropriate for the local conditions, e.g. mechanisms leading to most cost-effective solutions; a fair distribution of costs and benefits of the transformations; to better understand features and structures of governance and institutions that generate a high systemic adaptive capacity, e.g. the ability to effectively leverage public-private sector investment for adaptation actions; further operationalisation of the notion of equity and justice to support the required transformative systemic adaptations in governance and policy arrangements.
  • Transformative conditions, capacities and learning feedbacks needed for systemic change: to better understand the conditions and capacities that would allow individual behaviour to fundamentally change the system in which they operate so that the system further accelerate new learning feedbacks and changes in individual behaviour, e.g. via experimentation and requiring further access to relevant knowledge and information or opportunities to engage in transformative decision-making.

Projects should focus on all relevant aspects of society, in their interactions with biophysical and climate adaptation components, including, but not limited to, relevant economic sectors, education and up-skilling and re-skilling. Moreover, participatory co-creation approaches at policy making, community, and individual levels, including direct involvement of citizens, new sustainability-oriented business organisations and societal actors where relevant considering social innovation, is highly recommended in order to create robust results. Projects should investigate the dimension of lifestyles and habits and associated factors, motivators and barriers, and be aware of the role of gender and diversity among populations and groups of populations, and how various resources and power relations can influence people’s decisions and willingness to change behaviour.

Projects are expected to contribute to and establish close coordination with the activities of the Mission on Adaptation to Climate Change. They are strongly encouraged to use the results of the Mission on Adaptation to Climate Change and the Copernicus Climate Change Service as testbed to underpin their findings.

Finally, projects are requested to develop the following outputs:

  • Concrete recommendations of operational nature to accelerate systemic change in those regions and communities that served as their case studies.
  • General guidance for all other actors at national, regional, or communal level about the most feasible and effective leverage point potentially leading to transformative tipping points, including aspects concerning interrelations, alignment and coordination of the actors/stakeholders.
  • A science for policy operational framework and indicators for assessing the potential of and progress in scaling up change in behaviour and for directing governance to achieving systemic transformations towards climate resilience.

This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.

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Expected results

Projects results are expected to contribute to all of the following outcomes:

  • Support to the implementation of the EU Adaptation Strategy and the Mission on Adaptation to Climate Change.
  • Decision-makers at local, regional, national and European level are able to more effectively scale up and accelerate behavioural change for systemic transformations towards climate resilience, knowing more about relevant social tipping points, leverage points and key governance interventions in this context.
  • Citizens and civil society have a better understanding of possible individual actions they may wish to undertake or how to contribute to strategic leverage points that bring about behavioural change supporting climate resilience at larger scale. This should also include knowledge or development of possible governance structures and organisational innovations that would help to galvanise the already existing knowledge and activities in many parts of society.
  • Easier assessment of the potential of and progress in scaling up change in behaviour and creating multiple positive synergies of individual and organisational actions for directing governance to achieving systemic transformations towards climate resilience.

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Eligibility Criteria

Regions / countries for funding

EU Member States, Overseas Countries and Territories (OCT)
Moldova (Moldova), Albania (Shqipëria), Armenia (Հայաստան), Bosnia and Herzegovina (Bosna i Hercegovina / Босна и Херцеговина), Faeroes (Føroyar / Færøerne), Georgia (საქართველო), Iceland (Ísland), Israel (ישראל / إِسْرَائِيل), Kosovo (Kosova/Kosovë / Косово), Montenegro (Црна Гора), Morocco (المغرب), North Macedonia (Северна Македонија), Norway (Norge), Serbia (Srbija/Сpбија), Tunisia (تونس /Tūnis), Türkiye, Ukraine (Україна), United Kingdom

eligible entities

EU Body, Education and training institution, International organization, Natural Person, Non-Profit Organisation (NPO) / Non-Governmental Organisation (NGO), Other, Private institution, incl. private company (private for profit), Public Body (national, regional and local; incl. EGTCs), Research Institution incl. University, Small and medium-sized enterprise (SME)

Mandatory partnership

Yes

Project Partnership

To be eligible for funding, applicants must be established in one of the following countries:

  • the Member States of the European Union, including their outermost regions
  • the Overseas Countries and Territories (OCTs) linked to the Member States
  • third countries associated to Horizon Europe - see list of particpating countries

Only legal entities forming a consortium are eligible to participate in actions provided that the consortium includes, as beneficiaries, three legal entities independent from each other and each established in a different country as follows:

  • at least one independent legal entity established in a Member State; and
  • at least two other independent legal entities, each established in different Member States or Associated Countries.

Any legal entity, regardless of its place of establishment, including legal entities from non-associated third countries or international organisations (including international European research organisations) is eligible to participate (whether it is eligible for funding or not), provided that the conditions laid down in the Horizon Europe Regulation have been met, along with any other conditions laid down in the specific call topic.

A ‘legal entity’ means any natural or legal person created and recognised as such under national law, EU law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without legal personality.

Specific cases:

  • Affiliated entities — Affiliated entities (i.e. entities with a legal or capital link to a beneficiary which participate in the action with similar rights and obligations to the beneficiaries, but which do not sign the grant agreement and therefore do not become beneficiaries themselves) are allowed, if they are eligible for participation and funding.
  • Associated partners — Associated partners (i.e. entities which participate in the action without signing the grant agreement, and without the right to charge costs or claim contributions) are allowed, subject to any conditions regarding associated partners set out in the specific call conditions.
  • Entities without legal personality — Entities which do not have legal personality under their national law may exceptionally participate, provided that their representatives have the capacity to undertake legal obligations on their behalf, and offer guarantees to protect the EU’s financial interests equivalent to those offered by legal persons.
  • EU bodies — Legal entities created under EU law including decentralised agencies may be part of the consortium, unless provided for otherwise in their basic act.
  • Joint Research Centre (‘JRC’)— Where provided for in the specific call conditions, applicants may include in their proposals the possible contribution of the JRC but the JRC will not participate in the preparation and submission of the proposal. Applicants will indicate the contribution that the JRC could bring to the project based on the scope of the topic text. After the evaluation process, the JRC and the consortium selected for funding may come to an agreement on the specific terms of the participation of the JRC. If an agreement is found, the JRC may accede to the grant agreement as beneficiary requesting zero funding or participate as an associated partner, and would accede to the consortium as a member.
  • Associations and interest groupings — Entities composed of members (e.g. European research infrastructure consortia (ERICs)) may participate as ‘sole beneficiaries’ or ‘beneficiaries without legal personality’. However, if the action is in practice implemented by the individual members, those members should also participate (either as beneficiaries or as affiliated entities, otherwise their costs will NOT be eligible

other eligibility criteria

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

Additional information

Topics

Administration & Governance, Institutional Capacity & Cooperation, 
Air Quality, Biodiversity & Environment, Climate & Climate Change, Water quality & management, 
Disaster Prevention, Resilience, Risk Management

Relevance for EU Macro-Region

EUSAIR - EU Strategy for the Adriatic and Ionian Region, EUSALP - EU Strategy for the Alpine Space, EUSBSR - EU Strategy for the Baltic Sea Region, EUSDR - EU Strategy for the Danube Region

UN Sustainable Development Goals (UN-SDGs)

Additional Information

All proposals must be submitted electronically via the Funders & Tenders Portal electronic submission system (accessible via the topic page in the Search Funding & Tenders section). Paper submissions are NOT possible.

Proposals must be complete and contain all parts and mandatory annexes and supporting documents, e.g. plan for the exploitation and dissemination of the results including communication activities, etc.

The application form will have two parts:

  • Part A (to be filled in directly online) contains administrative information about the applicant organisations (future coordinator and beneficiaries and affiliated entities), the summarised budget for the proposal and call-specific questions;
  • Part B (to be downloaded from the Portal submission system, completed and then assembled and re-uploaded as a PDF in the system) contains the technical description of the project.

Annexes and supporting documents will be directly available in the submission system and must be uploaded as PDF files (or other formats allowed by the system).

The limit for a full application (Part B) is 45 pages.

Call documents

HE-Work Programme 2023-2024, Cluster 5, Destination 1HE-Work Programme 2023-2024, Cluster 5, Destination 1(664kB)

Contact

National Contact Points for Horizon Europe
Website

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