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Call key data
Battery management system (BMS) and battery system design for stationary energy storage systems (ESS) to improve interoperability and facilitate the integration of second life batteries (Batt4EU Partnership)
Call number
HORIZON-CL5-2023-D2-01-04
deadlines
Opening
13.12.2022
Deadline
18.04.2023 17:00
Funding rate
60% (NPO: 100%)
Call budget
€ 15,000,000.00
Estimated EU contribution per project
€ 7,500,000.00
Link to the call
Link to the submission
Call content
short description
This topic aims at developing an open and interoperable BMS and suitable battery system design for stationary ESS, enabling a better integration of second life applications for used batteries.
Call objectives
To strengthen European battery production ecosystem, projects are encouraged to implement batteries produced in Europe, especially with respect to 1st life batteries, at large or pilot plant scale.
In order to fulfil these objectives, activity in all of the following fields is expected:
- The BMS could be used for first and second life batteries in stationary applications, e.g., microgrids, uninterrupted power supply, hybrid (different types of chemistries and batteries, multi-battery management systems) and circular power system, ensuring safety during operation.
- The BMS and system design should be technology agnostic and not exclusive to second life EV batteries and should ideally cover consolidated technologies as well as new battery technologies. Pending amendments to Renewable energy directive to be taken into account regarding BMS development.
- Development and validation of open-source algorithms and BMS, allowing for the integration of second life batteries including approaches as semi-empirical, data-driven, and multi-physics supported battery state estimators. Recommendations for the development of standards related to the battery state defining parameters, e.g., State of Health and safety assessment at the end of first life applications.
- Development of BMS software that can be adapted via firmware update to other communication protocols, estimation algorithms and models.
- Development of functionalities focused on increasing the reliability during the second life application, e.g., prediction of remaining useful life, self-diagnostic algorithm for assessment of second life use suitability and BMS connectivity to track batteries during second life application.
- Recommendation to standardisation of a BMS public structure and access to public SOX in order to ease the second use of a battery. The goal is expected to lead to an agreement of a minimum set of data requirements, duly justified, to be provided by the batteries and let the industry define the best procedure to provide this set of data and link up with battery passport concept.
- Development and demonstration of strategies to recombine optimally and safely used batteries to be operated in second life, with special focus on advanced critical event control and mitigation systems. Recommendations for standardisation of second life battery system design for stationary applications based on packs, type of chemistry and cell.
- Design of accessible and adaptable BMS in order to customize the BMS to the requirements of the second life use case, including improved battery models for improved BMS design.
- Demonstration of battery operation in second life use according to TRL6.
- Projects are expected to share information with projects emanating from topic HORIZON-CL5-2023-D2-02-03 where relevant and conform to all relevant EU standardisation requirements.
- The proposal should take into account pending amendments to the Renewable Energy Directive, including Article 20A dealing with access to battery SOX information.
- Proposals are expected to establish links with the results of the following topics - HORIZON-CL5-2022-D2-01-09: Physics and data-based battery management for optimised battery utilisation (Batteries Partnership), HORIZON-CL5-2022-D2-01-10: Streamlined collection and reversed logistics, fully automated, safe and cost-efficient sorting, dismantling and second use before recycling (Batteries Partnership) and HORIZON-CL5-2022-D2-01-05: Next generation technologies for High-performance and safe-by-design battery systems for transport and mobile applications (Batteries Partnership), LC-SC3-ES-6-2019 - Research on advanced tools and technological development. They should specifically address BMS and system design issues that affect stationary Energy Storage Systems (ESS) and in particular, the integration of used batteries as a second life application.
Plans for the exploitation and dissemination of results for proposals submitted under this topic should include a strong business case and sound exploitation strategy, as outlined in the introduction to this Destination. The exploitation plans should include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan) indicating the possible funding sources to be potentially used (in particular the Innovation Fund).
Proposals could consider the involvement of the European Commission's Joint Research Centre (JRC) whose contribution could consists of performing experimental or desk-top research on battery performance or safety.
This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.
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Expected results
- Battery pack and Battery Management System (BMS) design for single module operation or recombination (reconfiguration) of modules or battery packs for consolidated and new battery technologies.
- Safe, accessible and reliable operation of batteries and compatible with the battery passport concept.
- Battery system design to enable disassembly and reconfiguration for second life.
- Development of fast and efficient qualification strategies and assessment of Electric Vehicle (EV) batteries for second life applications and quantify it with respect to state of the art in terms of time and efficiency.
- Reduction of 30% of repurposing/refurbishment cost for adapting EV batteries to stationary applications in second life.
- Environmental impact assessment, from both positive and negative aspects, for adapting EV batteries to second life applications.
- Impact in the European economy by a growth of the market and employment, by facilitating the uptake of stationary ESS Feasibility of operation in the batteries extended life domain (second life).
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Eligibility Criteria
Regions / countries for funding
Moldova (Moldova), Albania (Shqipëria), Armenia (Հայաստան), Bosnia and Herzegovina (Bosna i Hercegovina / Босна и Херцеговина), Faeroes (Føroyar / Færøerne), Georgia (საქართველო), Iceland (Ísland), Israel (ישראל / إِسْرَائِيل), Kosovo (Kosova/Kosovë / Косово), Montenegro (Црна Гора), Morocco (المغرب), North Macedonia (Северна Македонија), Norway (Norge), Serbia (Srbija/Сpбија), Tunisia (تونس /Tūnis), Türkiye, Ukraine (Україна), United Kingdom
eligible entities
EU Body, Education and training institution, International organization, Natural Person, Non-Profit Organisation (NPO) / Non-Governmental Organisation (NGO), Other, Private institution, incl. private company (private for profit), Public Body (national, regional and local; incl. EGTCs), Research Institution incl. University, Small and medium-sized enterprise (SME)
Mandatory partnership
Yes
Project Partnership
To be eligible for funding, applicants must be established in one of the following countries:
- the Member States of the European Union, including their outermost regions
- the Overseas Countries and Territories (OCTs) linked to the Member States
- third countries associated to Horizon Europe - see list of particpating countries
Only legal entities forming a consortium are eligible to participate in actions provided that the consortium includes, as beneficiaries, three legal entities independent from each other and each established in a different country as follows:
- at least one independent legal entity established in a Member State; and
- at least two other independent legal entities, each established in different Member States or Associated Countries.
Any legal entity, regardless of its place of establishment, including legal entities from non-associated third countries or international organisations (including international European research organisations) is eligible to participate (whether it is eligible for funding or not), provided that the conditions laid down in the Horizon Europe Regulation have been met, along with any other conditions laid down in the specific call topic.
A ‘legal entity’ means any natural or legal person created and recognised as such under national law, EU law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without legal personality.
Specific cases:
- Affiliated entities — Affiliated entities (i.e. entities with a legal or capital link to a beneficiary which participate in the action with similar rights and obligations to the beneficiaries, but which do not sign the grant agreement and therefore do not become beneficiaries themselves) are allowed, if they are eligible for participation and funding.
- Associated partners — Associated partners (i.e. entities which participate in the action without signing the grant agreement, and without the right to charge costs or claim contributions) are allowed, subject to any conditions regarding associated partners set out in the specific call conditions.
- Entities without legal personality — Entities which do not have legal personality under their national law may exceptionally participate, provided that their representatives have the capacity to undertake legal obligations on their behalf, and offer guarantees to protect the EU’s financial interests equivalent to those offered by legal persons.
- EU bodies — Legal entities created under EU law including decentralised agencies may be part of the consortium, unless provided for otherwise in their basic act.
- Joint Research Centre (‘JRC’)— Where provided for in the specific call conditions, applicants may include in their proposals the possible contribution of the JRC but the JRC will not participate in the preparation and submission of the proposal. Applicants will indicate the contribution that the JRC could bring to the project based on the scope of the topic text. After the evaluation process, the JRC and the consortium selected for funding may come to an agreement on the specific terms of the participation of the JRC. If an agreement is found, the JRC may accede to the grant agreement as beneficiary requesting zero funding or participate as an associated partner, and would accede to the consortium as a member.
- Associations and interest groupings — Entities composed of members (e.g. European research infrastructure consortia (ERICs)) may participate as ‘sole beneficiaries’ or ‘beneficiaries without legal personality’. However, if the action is in practice implemented by the individual members, those members should also participate (either as beneficiaries or as affiliated entities, otherwise their costs will NOT be eligible.
The Joint Research Centre (JRC) may participate as member of the consortium selected for funding.
other eligibility criteria
Activities are expected to achieve TRL 6-7 by the end of the project.
For the Technology Readiness Level (TRL), the following definitions apply:
- TRL 1 — Basic principles observed
- TRL 2 — Technology concept formulated
- TRL 3 — Experimental proof of concept
- TRL 4 — Technology validated in a lab
- TRL 5 — Technology validated in a relevant environment (industrially relevant environment in the case of key enabling technologies)
- TRL 6 — Technology demonstrated in a relevant environment (industrially relevant environment in the case of key enabling technologies)
- TRL 7 — System prototype demonstration in an operational environment
- TRL 8 — System complete and qualified
- TRL 9 — Actual system proven in an operational environment (competitive manufacturing in the case of key enabling technologies, or in space)
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
Additional information
Topics
Relevance for EU Macro-Region
EUSAIR - EU Strategy for the Adriatic and Ionian Region, EUSALP - EU Strategy for the Alpine Space, EUSBSR - EU Strategy for the Baltic Sea Region, EUSDR - EU Strategy for the Danube Region
UN Sustainable Development Goals (UN-SDGs)
Additional Information
All proposals must be submitted electronically via the Funders & Tenders Portal electronic submission system (accessible via the topic page in the Search Funding & Tenders section). Paper submissions are NOT possible.
Proposals must be complete and contain all parts and mandatory annexes and supporting documents, e.g. plan for the exploitation and dissemination of the results including communication activities, etc.
The application form will have two parts:
- Part A (to be filled in directly online) contains administrative information about the applicant organisations (future coordinator and beneficiaries and affiliated entities), the summarised budget for the proposal and call-specific questions;
- Part B (to be downloaded from the Portal submission system, completed and then assembled and re-uploaded as a PDF in the system) contains the technical description of the project.
Annexes and supporting documents will be directly available in the submission system and must be uploaded as PDF files (or other formats allowed by the system).
The limit for a full application (Part B) is 50 pages.
Eligible costs will take the form of a lump sum.
Call documents
HE-Work Programme 2023-2024, Cluster 5, Destination 2HE-Work Programme 2023-2024, Cluster 5, Destination 2(646kB)
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