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Call key data
Broadening the range of policy options in transition pathway analysis
Call number
HORIZON-CL5-2023-D1-01-06
deadlines
Opening
13.12.2022
Deadline
18.04.2023 17:00
Funding rate
100%
Call budget
€ 10,000,000.00
Estimated EU contribution per project
€ 5,000,000.00
Link to the call
Link to the submission
Call content
Call objectives
There is an urgent need for a new paradigm that reconciles continued development of human societies with the maintenance of the Earth system in a resilient and stable state. Meeting the ambitious goals of the Paris Agreement while simultaneously respecting other environmental and social constraints would require not only rapid reductions of GHG emissions and other climate forcers, but also decoupling of economic output from material throughput, pollution and biodiversity loss. However, empirical evidence demonstrates a strong relationship between economic growth (expressed in GDP terms) and GHG emissions, energy use, demand for raw materials, land and other natural resources, as well as pollution. Projections indicate that, with existing growth trajectories, absolute decoupling on the scale required could prove extremely challenging.
Actions should advance knowledge on the feasibility of the green growth paradigm in the context of transition to climate neutrality, including improved understanding of underlying challenges and opportunities, and by building on the latest scientific evidence. They should explore alternative (to growth-oriented) socio-economic scenarios (such as, but not limited to, degrowth, postgrowth, or “Doughnut” economic models) which could support the transition to climate neutrality. Research should look well beyond general concepts and explore (where possible quantified) the practical implications, benefits, barriers, conditions for delivering strong social outcomes and feasibility of pursuing such alternative options as a viable policy choice within the EU and beyond. In their work, actions should examine the role of emerging/potential trends (such as digitalisation, circularity, structural changes in the economy, relocalisation of value chains), geopolitical events and shifts in societal values (e.g. COVID related) in shaping future socio-economic development and assess their impacts on the achievement of climate policy objectives. The analysis should also account for the accelerating impacts of climate change and embrace interlinkages with other policy goals, notably biodiversity, resource conservation and human development related. Building on these results, actions should draw conclusions for Nationally Determined Contributions (NDCs) and long-term strategies under the Paris Agreement.
Actions should address some of the following aspects in their research:
- Improve the understanding of the dynamics between economic growth and energy, materials’ use, pollution and land demand. This could include assessing whether shifts within a GDP-based system, such as a greater share of services and recognition of household labour in national statistics, affect the degree of compatibility of economic growth with climate and biodiversity goals.
- Advance knowledge about the role and potential of lifestyle changes and sufficiency-oriented measures in the overall strategies towards climate neutrality and in the context of other environmental goals, improve their quantification and representation in modelling frameworks and explore the socio-economic, cultural, institutional, infrastructural, regulatory and other conditions for scaling-up.
- Identify and explore the main barriers to adoption of alternatives to growth-based economic models. For example: How plausible is it for policy makers to embrace them? Are there real-world examples? Can a region such as Europe pursue alternative approaches unilaterally?
- Assess the relationship between continued economic growth and societal well-being. Investigate alternative approaches to delivering social progress and evaluate the well-being outcomes of measures to transform societies towards climate-neutrality, taking into account distributional and equity related considerations as well as a broad range of well-being indicators and differences between social and economic groups.
- Investigate how alternative economic approaches could be explained to and accepted by citizens and businesses concerned about both climate and their livelihoods/operating conditions. For example, which concrete day-to-day changes would be required? What are the implications for living standards? How would professions work? What dis/-incentives would firms face to compete, expand and innovate?
- Assess the risks of disruption to energy, food and other key commodity markets based on alternative future transition pathways and development paradigms.
- Explore potential future development paradigms in both high-income and developing economies, taking into account fairness dimension, and evaluate implications for the transition process towards climate neutrality.
The projects are expected to take a truly interdisciplinary approach, leveraging natural, economic and other social sciences to inform policies capable of delivering on multiple environmental, economic and social objectives simultaneously while taking into account constraints related to feasibility and acceptability.
When dealing with models, actions should promote the highest standards of transparency and openness, as much as possible going well beyond model documentation and extending to aspects such as assumptions, code and data that is managed in compliance with the FAIR principles. In particular, beneficiaries are strongly encouraged to publish data and results in open access databases and/or as annexes to publications.
Successful proposals should establish synergies with the projects resulting from the topic HORIZON-CL5-2021-D1-01-02: Modelling the role of the circular economy for climate change mitigation as well as with the future project resulting from the topic “HORIZON-CL5-2024-D1-01-06: The role of climate change foresight for primary and secondary raw materials supply” as regards implications for resource demand and the associated GHG emissions.
This topic requires the effective contribution of SSH disciplines (e.g. sociology, economics, behavioural sciences, gender studies, etc.) and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.
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Expected results
Projects results are expected to contribute to all of the following expected outcomes:
- A broader range of policy options that reflect different visions of sustainability and resilience based on alternative economic, technological and societal futures and reflecting different perspectives from economics, (other) social and natural sciences.
- Assessment of long-term feasibility of reconciling economic growth with climate and other environmental objectives and consequences for mitigation pathways.
- More comprehensive understanding of the implications of Paris Agreement-aligned transformation for other (than climate) environmental thresholds and social outcomes, including equity, fairness and justice, as a basis for fostering synergies between climate action and other policy goals such as those embedded in the Sustainable Development Agenda.
- Increased diversity of frameworks and scenarios used in climate change mitigation modelling.
- Enhanced assessments of 1) energy and material demands and their links to the macro-economy, 2) behavioural and lifestyle changes, including sufficiency measures and their representation in integrated assessment models and 3) circular economy approaches to decrease the use of energy and materials.
- Development of knowledge to inform future major international scientific assessments such as reports by IPCC and IPBES.
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Eligibility Criteria
Regions / countries for funding
Moldova (Moldova), Albania (Shqipëria), Armenia (Հայաստան), Bosnia and Herzegovina (Bosna i Hercegovina / Босна и Херцеговина), Faeroes (Føroyar / Færøerne), Georgia (საქართველო), Iceland (Ísland), Israel (ישראל / إِسْرَائِيل), Kosovo (Kosova/Kosovë / Косово), Montenegro (Црна Гора), Morocco (المغرب), North Macedonia (Северна Македонија), Norway (Norge), Serbia (Srbija/Сpбија), Tunisia (تونس /Tūnis), Türkiye, Ukraine (Україна), United Kingdom
eligible entities
EU Body, Education and training institution, International organization, Natural Person, Non-Profit Organisation (NPO) / Non-Governmental Organisation (NGO), Other, Private institution, incl. private company (private for profit), Public Body (national, regional and local; incl. EGTCs), Research Institution incl. University, Small and medium-sized enterprise (SME)
Mandatory partnership
Yes
Project Partnership
To be eligible for funding, applicants must be established in one of the following countries:
- the Member States of the European Union, including their outermost regions
- the Overseas Countries and Territories (OCTs) linked to the Member States
- third countries associated to Horizon Europe - see list of particpating countries
Only legal entities forming a consortium are eligible to participate in actions provided that the consortium includes, as beneficiaries, three legal entities independent from each other and each established in a different country as follows:
- at least one independent legal entity established in a Member State; and
- at least two other independent legal entities, each established in different Member States or Associated Countries.
Any legal entity, regardless of its place of establishment, including legal entities from non-associated third countries or international organisations (including international European research organisations) is eligible to participate (whether it is eligible for funding or not), provided that the conditions laid down in the Horizon Europe Regulation have been met, along with any other conditions laid down in the specific call topic.
A ‘legal entity’ means any natural or legal person created and recognised as such under national law, EU law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without legal personality.
Specific cases:
- Affiliated entities — Affiliated entities (i.e. entities with a legal or capital link to a beneficiary which participate in the action with similar rights and obligations to the beneficiaries, but which do not sign the grant agreement and therefore do not become beneficiaries themselves) are allowed, if they are eligible for participation and funding.
- Associated partners — Associated partners (i.e. entities which participate in the action without signing the grant agreement, and without the right to charge costs or claim contributions) are allowed, subject to any conditions regarding associated partners set out in the specific call conditions.
- Entities without legal personality — Entities which do not have legal personality under their national law may exceptionally participate, provided that their representatives have the capacity to undertake legal obligations on their behalf, and offer guarantees to protect the EU’s financial interests equivalent to those offered by legal persons.
- EU bodies — Legal entities created under EU law including decentralised agencies may be part of the consortium, unless provided for otherwise in their basic act.
- Joint Research Centre (‘JRC’)— Where provided for in the specific call conditions, applicants may include in their proposals the possible contribution of the JRC but the JRC will not participate in the preparation and submission of the proposal. Applicants will indicate the contribution that the JRC could bring to the project based on the scope of the topic text. After the evaluation process, the JRC and the consortium selected for funding may come to an agreement on the specific terms of the participation of the JRC. If an agreement is found, the JRC may accede to the grant agreement as beneficiary requesting zero funding or participate as an associated partner, and would accede to the consortium as a member.
- Associations and interest groupings — Entities composed of members (e.g. European research infrastructure consortia (ERICs)) may participate as ‘sole beneficiaries’ or ‘beneficiaries without legal personality’. However, if the action is in practice implemented by the individual members, those members should also participate (either as beneficiaries or as affiliated entities, otherwise their costs will NOT be eligible
other eligibility criteria
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
Additional information
Topics
Relevance for EU Macro-Region
EUSAIR - EU Strategy for the Adriatic and Ionian Region, EUSALP - EU Strategy for the Alpine Space, EUSBSR - EU Strategy for the Baltic Sea Region, EUSDR - EU Strategy for the Danube Region
UN Sustainable Development Goals (UN-SDGs)
Additional Information
All proposals must be submitted electronically via the Funders & Tenders Portal electronic submission system (accessible via the topic page in the Search Funding & Tenders section). Paper submissions are NOT possible.
Proposals must be complete and contain all parts and mandatory annexes and supporting documents, e.g. plan for the exploitation and dissemination of the results including communication activities, etc.
The application form will have two parts:
- Part A (to be filled in directly online) contains administrative information about the applicant organisations (future coordinator and beneficiaries and affiliated entities), the summarised budget for the proposal and call-specific questions;
- Part B (to be downloaded from the Portal submission system, completed and then assembled and re-uploaded as a PDF in the system) contains the technical description of the project.
Annexes and supporting documents will be directly available in the submission system and must be uploaded as PDF files (or other formats allowed by the system).
The limit for a full application (Part B) is 45 pages.
Beneficiaries will be subject to the following additional obligations regarding open science practices: Open access to any new modules, models or tools developed from scratch or substantially improved with the use of EU funding under the action must be ensured through documentation, availability of model code and input data developed under the action.
Call documents
HE-Work Programme 2023-2024, Cluster 5, Destination 1HE-Work Programme 2023-2024, Cluster 5, Destination 1(664kB)
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